Gemini seeks to take advantage of opportunities presented by the fragmentation and dislocation of small-cap markets. Gemini’s professionals have been active in these niche strategies since 1992.

  • Focus on private placement investments and special opportunities in US public small-cap companies
  • Experienced deal team with backgrounds in energy, environmental credit markets, healthcare, manufacturing, technology, and telecommunications
  • Founder with 17 years of relevant experience
  • Rich systemic deal flow pipeline
  • Significant in-house transaction structuring and legal resources
Steve Winters
Founder and Managing Partner
Peter Weisman, JD
Managing Director and General Counsel